Abu Jamil is an analyst-supervisor at Mullin Hart Investments. His firm seeks to underwrite Haynes Incorporated's secondary stock offering. Jamil asks Monique Roi to analyze Haynes Inc.'s offer and prepare a report. He doesn't share with Roi that the firm seeks to underwrite the stock offering. Roi puts a reasonable effort into the analysis and produces a favorable report on Haynes' stock. Upon receipt of the report, Jamil adds a note describing Mullin Hart Investments' relationship with Haynes Inc. and distributes it to the firm's clients.According to CFA Code and Standards, Jamil's actions are:
A、not in violation of any standard.
B、in violation of Standard I: Professionalism.
C、in violation of Standard V: Investment Analysis, Recommendations, and Action.
发布时间:2025-06-26 01:28:15